Company Specific Disclosure

The following disclosures relate to relationships between Halberd Bastion (with its affiliates) and companies covered by the Research Department of Halberd Bastion and referred to in research products.

Company Specific Disclosures

  • Halberd Bastion is acting as an advisor in a pending transaction.
  • Halberd Bastion has acted as dealer in products of the company and/or affiliates thereof within the past 12 months.
  • Halberd Bastion had a client relationship during the past 12 months.
  • Due to ownership, board representation and/or other relationships, Halberd Bastion may be deemed to be in a control relationship with the company.
  • Halberd Bastion has a principal investment.
  • Halberd Bastion has received compensation for services in the past 12 months.
  • Halberd Bastion expects to receive or intends to seek compensation for services in the next 3 months.
  • A director and/or employee of Halberd Bastion is a director.
  • A director of the covered company is a director of Halberd Bastion.
  • Halberd Bastion beneficially owned 1% or more of common equity as of the month end preceding this report.
  • Halberd Bastion beneficially owned 1% or more of common equity as of the second most recent month end.
  • Halberd Bastion beneficially owned 5% or more of common equity as of the month end preceding this report.
  • Halberd Bastion beneficially owned 5% or more of common equity as of the second most recent month end.
  • Halberd Bastion holds a position greater than USD $15 million (or equivalent) in the debt or debt instruments of.
  • Halberd Bastion owned a net short position exceeding 0.5% of the total issued share capital as of the end of the trading day two trading days prior to the date of this report.
  • Halberd Bastion owned a net long position exceeding 0.5% of the total issued share capital as of the end of the trading day two trading days prior to the date of this report.